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SEC Guidelines: Rules and Regulations (2021 Edition)

SEC Guidelines: Rules and Regulations (2021 Edition)

Product Information

  • Frequency of Updates:

    Updated annually
  • 2021 edition available now. Order your copy today.

  • Brand:
    WGL

Format

Price

Quantity

$462.40

The 2021 edition of SEC Guidelines: Rules and Regulations is an updated compilation of Forms, Regulations, and Interpretative Guidance, and reflects the latest requirements for preparing financial statements and related disclosure documents to be filed with the SEC. This useful desk reference includes the reference materials most frequently used by accountants and legal professionals whose clients must comply with the SEC's registration and reporting requirements. All of the information you need to complete your annual, quarterly, or registration statement filings is available at your fingertips, and is organized into three main sections: Forms and Schedules, Rules and Regulations, and Interpretive Guidance. The 2021 edition includes the full-text of Regulations S-K, S-X, and S-T, plus selected rules and forms under the 1933 and 1934 Acts. All of the SEC's relevant rulemaking published through October 2020 is reflected in this 2021 edition, including:

  • Amendments to Regulations S-K and S-X and several SEC Forms, including amended accredited investor, accelerated filer and large accelerated filer definitions, and simplified disclosure requirements for public companies, investors, investment advisers, and investment companies.
  • Amendments to the Securities Act rules that modify the registration, communications and offering processes for business development companies and other registered closed-end investment companies by allowing them to use the securities offering rules that are currently available to operating companies.
  • Amendments to the rules governing proxy solicitations to improve the quality of disclosures about material conflicts of interest that proxy voting advice businesses provide their clients so that investors using such advice receive more transparent, accurate, and complete information upon which to base their voting decisions.
  • New Subpart 1400 of Regulation S-K, incorporating amended disclosure requirements for bank and savings and loan registrants. Finally, to help manage your SEC filings workflow, a quick reference guide showing federal holidays and filing deadlines is included on the inside back cover.

Finally, to help manage your SEC filings workflow, a quick reference guide showing federal holidays and filing deadlines is included on the inside back cover.

  • Checkpoint SEC GAAP Brochure View
  • Learning How to be an SEC Expert using Checkpoint - Free Recorded Webinar View
  • Checkpoint SEC GAAP Demo View
  • SEC Guidelines: Rules and Regulations Sample View
  • SEC Guidelines: Rules and Regulations Sample View

DESCRIPTION

The 2021 edition of SEC Guidelines: Rules and Regulations is an updated compilation of Forms, Regulations, and Interpretative Guidance, and reflects the latest requirements for preparing financial statements and related disclosure documents to be filed with the SEC. This useful desk reference includes the reference materials most frequently used by accountants and legal professionals whose clients must comply with the SEC's registration and reporting requirements. All of the information you need to complete your annual, quarterly, or registration statement filings is available at your fingertips, and is organized into three main sections: Forms and Schedules, Rules and Regulations, and Interpretive Guidance. The 2021 edition includes the full-text of Regulations S-K, S-X, and S-T, plus selected rules and forms under the 1933 and 1934 Acts. All of the SEC's relevant rulemaking published through October 2020 is reflected in this 2021 edition, including:

  • Amendments to Regulations S-K and S-X and several SEC Forms, including amended accredited investor, accelerated filer and large accelerated filer definitions, and simplified disclosure requirements for public companies, investors, investment advisers, and investment companies.
  • Amendments to the Securities Act rules that modify the registration, communications and offering processes for business development companies and other registered closed-end investment companies by allowing them to use the securities offering rules that are currently available to operating companies.
  • Amendments to the rules governing proxy solicitations to improve the quality of disclosures about material conflicts of interest that proxy voting advice businesses provide their clients so that investors using such advice receive more transparent, accurate, and complete information upon which to base their voting decisions.
  • New Subpart 1400 of Regulation S-K, incorporating amended disclosure requirements for bank and savings and loan registrants. Finally, to help manage your SEC filings workflow, a quick reference guide showing federal holidays and filing deadlines is included on the inside back cover.

Finally, to help manage your SEC filings workflow, a quick reference guide showing federal holidays and filing deadlines is included on the inside back cover.

TABLE OF CONTENT

RELATED RESOURCES

  • SEC Guidelines: Rules and Regulations Sample View
  • SEC Guidelines: Rules and Regulations Sample View
  • Checkpoint SEC GAAP Demo View
  • Learning How to be an SEC Expert using Checkpoint - Free Recorded Webinar View
  • Checkpoint SEC GAAP Brochure View