PPC’s Guide to Audits of Financial Institutions covers all key areas of a financial institution audit, including loan reviews, sampling, confirmation procedures, investments in equity and debt securities, foreclosed assets and real estate investments, and income tax provisions. All of this guidance is liberally illustrated with examples and exhibits that you can adapt to any audit situation.

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This Guide contains a comprehensive set of practice aids that have been tailored to the unique aspects of financial institution audits. The tailored practice aids include the following:

• Planning tools you need to identify risks and help you select appropriate audit procedures to respond to those risks
• Audit programs for continuing and initial audits
• Streamlined forms and checklists
• Engagement, management representation, and confirmation letters
• Comprehensive disclosure checklist

In addition to the comprehensive, easy-to-use audit guidance, you’ll get the guidance and tools you need to perform integrated audits under AU-C 940, An Audit of Internal Control Over Financial Reporting That Is Integrated With an Audit of Financial Statements. This Guide was the first product on the market to present a thorough yet practical approach to auditing nonpublic banks, savings institutions, and credit unions, and it has continued to provide the guidance and tools CPAs need for over 25 years.